• We are looking for who possess sound judgment, adaptable to changing regulatory landscape
• You will be part of a team with members from a wide range of academic and professional background

Requirement : 5+ Years of Relevant experience in similar Industry ( Broking Compliance)

-Concurrent CDSL audit report - guiding audits and submission of report

-Internal audit report - Providing data, guiding audits and submission of report

-AI-ML reporting on quarterly basis

-Submission of Half yearly reports viz. System Audit, Cyber Security, Networth, etc.

-Action Taken reports of all audit observation post audit

-Handling inspections from SEBI, CDSL & Exchanges

-Segregation reporting - NSE & MCX

-Disseminating and implementation of circulars issued by regulators

-Providing data to auditors & various agencies

If you can showcase your abilities to:

• Be self-driven / quick starter
• Have an ownership mindset
• Aggressively drive and deliver results

Role: Audit Manager

Industry Type: Financial Services

Department: Finance & Accounting

Employment Type: Full Time, Permanent

Role Category: Audit & Control

Education

UG: Any Graduate

PG: Any Postgraduate

Key Skills

• NSE
• Manager Internal Audit
• Compliance
• cyber security
• Cdsl
• Audit report
• Manager Technology
• Genetics
• System audit
• Auditing

About company

Upstox is an online investment brand of RKSV Securities. Incorporated in 2009, RKSV is a Mumbai, India based SEBI registered financial service provider. RKSV offers online stock trading, commodity trading, currency derivatives trading, mutual funds, and demat account. RKSV Sec is a member of NSE, BSE, MCX, NCDEX, NSDL, and CDSL.Upstox offers a fast, reliable & easy-to-use trading platform for traders in Indian stock market.Upstox offers low-cost trading services. The equity delivery (cash & carry) trading is offered for free to the customer. No brokerage is charge for orders placed in this segment. For all other trading segments across exchange, upstox charge flat Rs 20 per trade brokerage.